# Comma Compliance

> Comma Compliance is a communications compliance platform for SEC/FINRA-regulated firms.
> We capture WhatsApp, iMessage, Signal, and 30+ messaging channels for compliant archiving.
> $33/user/month flat fee. Working product with customers.

## Core Pages

- [About Comma Compliance Solution](https://commacompliance.com/about.md): Next-gen communication compliance solution, so teams can use modern messaging apps for business purposes.
- [Compliance Software Comparisons | Comma Compliance](https://commacompliance.com/compare.md): See how Comma Compliance compares to Smarsh, Global Relay, Microsoft Purview, and others: channel coverage, pricing, and capture architecture.
- [Audit-Ready Case Management for SEC & FINRA Compliance](https://commacompliance.com/exam-ready-cases.md): Ditch spreadsheets & scattered screenshots. Comma’s built-in case management lets you track, resolve, & export every issue in one place - fully exam-ready.
- [Comma Compliance - Communication Compliance Suite](https://commacompliance.com/index.md): SEC/FINRA compliant messaging software for 35+ channels. Capture iMessage, WhatsApp, Signal, Bloomberg & more to stay exam-ready.
- [Compliance Terms & Definitions | Comma Compliance](https://commacompliance.com/key-compliance-terms.md): A plain-language glossary of key financial compliance terms, from FINRA and SEC rules to WORM storage, NLP, and off-channel communications.
- [Supported Communication Platforms](https://commacompliance.com/platform-integrations.md): Comma integrates w/ 35+ platforms: WhatsApp, Signal, Microsoft 365, Google for secure, exam-ready message compliance with FINRA, SEC, & global regs.
- [Transparent Pricing | Comma Compliance](https://commacompliance.com/pricing.md): Basic, Business, and Enterprise plans for modern messaging app compliance with transparent pricing.
- [Resources from Comma Compliance | SEC & FINRA](https://commacompliance.com/resources.md): Compliance resources from Comma Compliance: WORM storage, SEC & FINRA regulatory guides, vendor comparisons, & how our capture technology works.
- [Security and Data Protection | Comma Compliance](https://commacompliance.com/security-data-protection.md): Learn how Comma Compliance protects your data with encryption, access controls, continuous monitoring, and compliance.
- [Set Up Guides | Comma Compliance](https://commacompliance.com/setup-guides.md): Comma Compliance Guides: learn how to set up Comma Compliance for your firm.

## Channel Pages

- [Message Archiving for SEC & FINRA Compliance](https://commacompliance.com/compliance-archiving.md): Archive iMessage, WhatsApp, Gmail, LinkedIn, and Bloomberg securely. CC meets SEC & FINRA rules without capturing personal chats or disrupting workflows.
- [Secure iMessage Archiving for FINRA & SEC Compliance | CC](https://commacompliance.com/imessage-compliance.md): Capture iMessages securely for SEC and FINRA compliance. No battery drain, no privacy issues, and no iCloud backup. Built for financial teams.
- [Signal Compliance Solution | Comma Compliance](https://commacompliance.com/signal-compliance-solution.md): End-to-end encrypted Signal archiving that meets SEC & FINRA compliance. No extra apps, no data gaps:  just secure, tamper-proof retention.
- [Whatsapp Compliance Archiving](https://commacompliance.com/whatsapp-compliance-archiving.md): Keep WhatsApp business chats compliant without touching personal messages. Comma helps you meet SEC & FINRA rules—no device control, no privacy tradeoffs.

## Competitor Comparisons

- [FirmScribe Alternative | Comma Compliance](https://commacompliance.com/compare/firmscribe-alternative.md): FirmScribe captures iMessage, WhatsApp, and texts then exports to third-party archives. Comma is end-to-end across 35+ channels with flat pricing.
- [Global Relay Alternative | Comma Compliance](https://commacompliance.com/compare/global-relay-alternative.md): Comma Compliance is a modern alternative to Global Relay with off-device capture, WORM storage, and AI-driven compliance. Fully compliant with SEC 17a-4.
- [LeapXpert Alternative | Comma Compliance](https://commacompliance.com/compare/leapxpert-alternative.md): Looking at LeapXpert? It requires a separate archive. Comma Compliance delivers capture, archiving, supervision, and case management in one platform.
- [Smarsh Alternative for Financial Services | Comma](https://commacompliance.com/compare/smarsh-alternative.md): Looking for a Smarsh alternative? Comma Compliance delivers off-device capture, predictable pricing, & exam-ready exports. SEC & FINRA Compliant.
- [SnippetSentry Alternative | Comma Compliance](https://commacompliance.com/compare/snippetsentry-alternative.md): SnippetSentry supports 4 channels and routes data to third-party archives. Comma covers 35+ channels with built-in WORM archive and case management.
- [TeleMessage Signal Alternative | Comma Compliance](https://commacompliance.com/compare/telemessage-alternative.md): Comma Compliance is a TeleMessage Alternative. Fff-device capture, WORM-protected storage, NLP-powered compliance, & SEC 17a-4 & FINRA Reg S-P compliant.

## Blog

- [How to Archive iMessage for SEC Compliance](https://commacompliance.com/post/archive-imessage-for-sec-compliance.md): iMessage archiving risks expose compliance gaps. Comma captures messages at delivery for complete, reliable records — no iCloud reliance.
- [The Compliance Risk of Ignoring Internal Collaboration Tools](https://commacompliance.com/post/compliance-internal-collaboration-tools.md): Unarchived Slack, Teams, Google Docs, and Zoom create hidden compliance gaps. Learn how to capture and supervise every business conversation.
- [Business Messaging Compliance: Retaining what matters](https://commacompliance.com/post/compliance-without-overreach.md): How to meet FINRA's communication archiving rules without capturing personal conversations. Compliance requires smarter filtering, not overcollection.
- [Comma Combines Human Judgment with Contextual Intelligence](https://commacompliance.com/post/context-over-keywords-for-compliance.md): AI can flag risks, but humans provide judgment. At Comma, we build with transparency by reducing noise, enhancing compliance, and maintaining trust.
- [Compliance insights: FINRA’s 6th National Financial Study](https://commacompliance.com/post/finra-6th-national-financial-capability-study-compliance-supervision.md): Key compliance insights from FINRA's 6th National Financial Capability Study (2025) — transparency, trust, and better financial services.
- [FINRA Messaging Crackdown Costs Firm $400K – May 2025](https://commacompliance.com/post/finra-fine-may-2025.md): In May 2025, FINRA fined Network 1 Financial for off-channel messaging failures. Learn what went wrong and how to strengthen compliance.
- [FINRA Rule 2210 Guide for Startups](https://commacompliance.com/post/finra-rule-2210-for-startup-firms.md): Guide for startup broker-dealers on FINRA Rule 2210: pre-filing requirements, compliance workflows, and how to avoid costly marketing mistakes.
- [FINRA Rule 3110: Supervision Requirements & 2026 Updates](https://commacompliance.com/post/finra-rule-3110-simplified.md): Understand FINRA Rule 3110 with plain-language guidance on WSPs, inspections, and 2025 remote supervision updates — plus compliance best practices.
- [FINRA 25-07: Rethinking Communication Oversight](https://commacompliance.com/post/finras-25-07.md): DMs, apps, remote work... are your compliance tools keeping up? FINRA's 25-07 says it's time to modernize.
- [Flat-Fee Compliance Software Pricing](https://commacompliance.com/post/flat-fee-pricing-compliance-software.md): Discover why flat-fee compliance software pricing beats per-message and per-connector models. Predictable budgets, all-channel coverage, no hidden fees.
- [Fund Managers: Pay attention to Messaging Compliance](https://commacompliance.com/post/fund-managers-off-channel-communications.md): Messaging compliance is a growing risk for fund managers, especially in the alt space. Here are practical steps firms can take now.
- [HIPAA Meets iMessage (Beyond Finance Series, #1)](https://commacompliance.com/post/hipaa-meets-imessage.md): Explore how healthcare is adapting HIPAA’s 1996 rules to today’s off-channel messaging, from iMessage to WhatsApp, and what compliance teams need to know.
- [House WhatsApp Ban: FOIA Risk & Compliance Fixes](https://commacompliance.com/post/house-whatsapp-ban.md): U.S. House bans WhatsApp, citing FOIA record-keeping gaps. Learn why end-to-end encryption alone fails compliance and how to archive WhatsApp securely.
- [Off-Channel Communications are a Ticking Time Bomb](https://commacompliance.com/post/off-channel-compliance-crisis.md): Off-channel messaging apps are a compliance risk. Firms need tooling to avoid rising SEC/FINRA penalties without banning the apps employees rely on.
- [How Compliance & RMS Support an Oops Culture](https://commacompliance.com/post/oops-culture-compliance-software.md): Learn how an 'oops culture' paired with compliance software helps firms reduce risk, prove oversight, and build trust with regulators.
- [Open-Sourcing Compliant WhatsApp & Signal Capture Code](https://commacompliance.com/post/open-sourcing-whatsapp-signal-capture-code-for-true-compliance.md): Comma Compliance lifted the veil on message capture—publishing WhatsApp & Signal connectors on GitHub for full auditability, security, and control.
- [RILAs, Social Media Influencers, and FINRA 2220](https://commacompliance.com/post/rilas-social-media-influencers-and-finra-2220.md): Explore FINRA’s 2025 findings on RILAs, influencers, mobile apps, & AI. Discover compliance gaps and how Comma Compliance helps firms stay compliant.
- [SEC 2026 Examination Priorities: Key Compliance Changes](https://commacompliance.com/post/sec-2026-examination-priorities-key-changes.md): Don’t wade through the full report. Here are the key themes from the SEC’s 2026 exam priorities and what they mean for compliance teams.
- [Why SEC Rule 17a-4 Exists and how Firms Stay Compliant](https://commacompliance.com/post/sec-rule-17a-4.md): Understand SEC Rule 17a-4 in plain English: retention periods, WORM storage, compliance pitfalls, and AI-era challenges.
- [SEC vs HIPAA compliance communications records](https://commacompliance.com/post/sec-vs-hipaa-compliance-communications-records.md): How HIPAA compliance records compare to SEC/FINRA rules, and what regulators expect for retention, auditability, and proof.
- [FINRA’s Small Firm Talk: What It Means for Compliance Tech](https://commacompliance.com/post/small-firms-face-unique-challenges.md): Small firms face growing compliance burdens with limited resources. Learn how FINRA's Forward initiative helps lean teams stay ahead of regulatory demands.
- [The TeleMessage/Signal Clone Scandal Timeline](https://commacompliance.com/post/telemessage-signal-timeline.md): A timeline of the TM SGNL breach (TeleMessage) showing how a Signal clone used by U.S. officials was hacked in minutes.
- [SEC Withdraws 14 Regulatory Proposals](https://commacompliance.com/post/sec-withdraws-14-regulatory-proposals.md): The SEC has withdrawn 14 proposed rules aimed at AI oversight, ESG disclosures, & more. What it means for future compliance teams.
- [404 - Page Not Found | Comma Compliance](https://commacompliance.com/post/the-future-of-ai-in-compliance-opportunities-and-risks.md): The page you're looking for doesn't exist. Return to Comma Compliance for messaging compliance archiving across 40+ channels.
- [Why Messaging Compliance is Critical for Financial Firms](https://commacompliance.com/post/why-messaging-compliance-is-critical-for-financial-firms.md): Financial firms must prioritize messaging compliance to avoid fines, build trust, and future-proof against increasing regulatory scrutiny.

## Resources

- [Open Source Capture via Comma Compliance](https://commacompliance.com/resources/open-source-capture.md): Learn about Comma Compliance open-source capture for WhatsApp and Signal messages. No modifying apps or breaking encryption.  On GitHub.
- [Worm Compliant Storage | Comma Compliance](https://commacompliance.com/resources/worm-storage.md): Learn how Comma Compliance meets SEC Rule 17a-4 WORM storage requirements: immutable archiving, AES-256 encryption, 7-year retention.

## Additional

- [Sitemap](https://commacompliance.com/sitemap.xml)
- [Open Source Code](https://github.com/tc-compliance)