Comma Compliance

Message Archiving for SEC & FINRA Compliance

Archive iMessage, WhatsApp, Gmail, LinkedIn, and Bloomberg securely. CC meets SEC & FINRA rules without capturing personal chats or disrupting workflows.

Regulatory risk.
Shadow messaging.
Privacy concerns.
Workflow disruption.

All before the exam anxiety kicks in.

Comma Compliance solves the core challenge that compliance teams face daily: how to reliably archive modern business communication without invading employee privacy or disrupting workflows.

Compliance dashboard showing total messages, flagged risks, time saved, employee score, and compliance score

Selective Capture, Total Visibility.

Our WhatsApp & Signal Code Is Public on GitHub

Archiving business communications isn’t optional. It’s a regulatory expectation.

We simplify this by capturing key platforms and respecting employee privacy from the start:

Dropdown filters for platform, user, and risk level to refine archived message views

Quiet until the audit hits.

We capture messages the moment they’re sent and keep them securely stored, no gaps, no lag. Your firm stays ahead of evolving messaging rules without daily manual reviews or workarounds.

See how Comma Compliance simplifies exam prep. Book a demo today.

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