Explore Our Latest Compliance Insights and Industry Updates
The Comma Compliance Insights hub covers messaging compliance, recordkeeping obligations, and off-channel communications enforcement — with a focus on the encrypted channels regulators are examining most: WhatsApp, iMessage, and Signal.
Topics include SEC and FINRA enforcement, WhatsApp compliance archiving, iMessage retention under Rule 17a-4, Signal capture, Bloomberg Chat, LinkedIn, Microsoft Teams, Google Workspace, and the regulatory frameworks that govern business communications.
SEC 2026 Examination Priorities: Key Compliance Changes
Don’t wade through the full report. Here are the key themes from the SEC’s 2026 exam priorities and what they mean for compliance teams.
Sasha|
Comma Combines Human Judgment with Contextual Intelligence
AI can flag risks, but humans provide judgment. At Comma, we build with transparency by reducing noise, enhancing compliance, and maintaining trust.
Sasha|
How Compliance & RMS Support an Oops Culture
Learn how an 'oops culture' paired with compliance software helps firms reduce risk, prove oversight, and build trust with regulators.
Jeremiah Church|
FINRA’s Small Firm Talk: What It Means for Compliance Tech
Small firms face growing compliance burdens with limited resources. Learn how FINRA's Forward initiative helps lean teams stay ahead of regulatory demands.
Jeremiah Church|
Signal Archiving After TeleMessage for Compliance Teams
How a Signal clone used by U.S. officials was breached in minutes — and what it means for compliance officers evaluating encrypted messaging archiving vendors.
Sasha|
FINRA Branch Inspection Cycles and Supervision Deadlines
What's due when under FINRA's supervision rule: annual and three-year inspections, quarterly and five-day investigation reports, and 2026 remote inspections.
Jeremiah Church|
Why SEC Rule 17a-4 Exists and how Firms Stay Compliant
Understand SEC Rule 17a-4 in plain English: retention periods, WORM storage, compliance pitfalls, and AI-era challenges.
Jeremiah Church|
Flat-Fee Compliance Software Pricing
Discover why flat-fee compliance software pricing beats per-message and per-connector models. Predictable budgets, all-channel coverage, no hidden fees.
Alonso|
Compliance insights: FINRA’s 6th National Financial Study
Key compliance insights from FINRA's 6th National Financial Capability Study (2025) — transparency, trust, and better financial services.
Jeremiah Church|See why compliance teams switch to Comma.
A 20-minute walkthrough — real capture, real-time flagging, exam-ready exports across 40+ channels.