Explore Our Latest Compliance Insights and Industry Updates
The Comma Compliance Insights hub covers messaging compliance, recordkeeping obligations, and off-channel communications enforcement — with a focus on the encrypted channels regulators are examining most: WhatsApp, iMessage, and Signal.
Topics include SEC and FINRA enforcement, WhatsApp compliance archiving, iMessage retention under Rule 17a-4, Signal capture, Bloomberg Chat, LinkedIn, Microsoft Teams, Google Workspace, and the regulatory frameworks that govern business communications.
Why Messaging Compliance is Critical for Financial Firms
Financial firms must prioritize messaging compliance to avoid fines, build trust, and future-proof against increasing regulatory scrutiny.
Sasha|
Off-Channel Communications are a Ticking Time Bomb
Off-channel messaging apps are a compliance risk. Firms need tooling to avoid rising SEC/FINRA penalties without banning the apps employees rely on.
Jeremiah Church|See why compliance teams switch to Comma.
A 20-minute walkthrough — real capture, real-time flagging, exam-ready exports across 40+ channels.