Scattered Screenshots Aren't a Strategy

Managing compliance cases through screenshots and shared spreadsheets is slow, risky, and hard to defend during exams.

Comma Compliance replaces the chaos with a single, review-ready record.

One Click. One Record. Total Control.

Instantly open a case — the moment a message is flagged
Link evidence, custodians, and policies — connect all related context and assign a status to stay organized
Log resolution and archive securely — document internal actions and export a complete audit trail when you're ready

As a compliance officer, you’re running surveillance across the firm, managing internal reviews, and responding to external exams — all at once.

Comma helps you move from scattered evidence to a structured response.

TCC Case Dashboard for open and closed cases. Includes title, status, resolutions, timestamps, and search options.

Aligned with the standards your examiners ask about

Complete message retention — immutable, tamper-proof records from the moment of capture
Linked timeline and evidence
Context for supervisory review or external exam response
A final resolution log, from policy update to training notice

Case handlers focus on exceptions, not bulk reviews — policy matching surfaces what matters.

Book a 20-minute demo and we'll show you how compliance teams close cases faster — and defend them when regulators ask.

Explore what else Comma can do